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Detailed Report
EDWARD L WILLIAMSON
EDWARD LOREN WILLIAMSON JR, EDWARD LOREN WILLIAMSON, REN WILLIAMSON
CRD#: 1551557
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6752 PARKER FARM DR STE 300
WILMINGTON, NC 28405
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1986 - 2008 (21 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2008 (3 years)
Disclosure(s)
View By:
4/17/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/18/2021
B
Michigan 1/9/2015
B
Arizona 3/19/2020
B
New York 1/1/2008
B
California 1/1/2008
B
North Carolina 1/1/2008
B
Colorado 11/20/2019
IA
North Carolina 1/1/2008
B
Delaware 1/1/2008
B
Oregon 8/15/2017
B
District of Columbia 11/19/2010
B
Pennsylvania 1/1/2008
B
Florida 1/1/2008
B
South Carolina 1/1/2008
B
Georgia 11/19/2010
B
Tennessee 6/16/2021
B
Illinois 4/30/2013
B
Texas 1/1/2008
B
Iowa 7/29/2022
B
Virginia 1/1/2008
B
Kansas 1/1/2008
B
West Virginia 6/28/2023
B
Maryland 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6752 PARKER FARM DR STE 300, WILMINGTON, NC 28405
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6752 PARKER FARM DR STE 300, WILMINGTON, NC 28405
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 10/22/1986 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WILMINGTON, NC
IA
 05/11/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WILMINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.