• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KENNETH WILLIAM KATZEN
CRD#: 1551407
IA
Investment Adviser
POST OAK INVESTMENT MANAGEMENT, INCCRD#: 106601 4265 SAN FELIPE, SUITE 1100
HOUSTON, TX 77027
Registration History
200420062008201020122014201620182020202220242026IAPOST OAK INVESTMENT MANAGEMENT... (CRD# 106601)2003 - Present (21 years)
Disclosure(s)
View By:
9/17/2018
Financial
Pending
License(s)

State Registrations

IA
Texas 7/22/2003

Current Registration(s)
IA
POST OAK INVESTMENT MANAGEMENT, INC (CRD#:106601)
4265 SAN FELIPE, SUITE 1100, HOUSTON, TX 77027
Registered with this firm since 7/22/2003

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.