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Scott J Kockos
SCOTT JOSEPH KOCKOS
CRD#: 1550626
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 560 MISSION STREET
24TH FLOOR
SAN FRANCISCO, CA 94105
Registration History
19901995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)1998 - Present (26 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)1992 - Present (32 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1992 (3 years)BFRANKLIN DISTRIBUTORS, INC. (CRD# 332)1987 - 1988 (1 year)
License(s)

State Registrations

B
Arizona 2/22/1999

B
New Hampshire 3/2/2018

B
California 6/16/1992

B
New Jersey 2/7/2007

IA
California 11/25/1998

B
New Mexico 11/3/2006

B
Colorado 12/3/1999

B
New York 6/16/1992

B
Connecticut 4/12/1993

B
North Carolina 4/19/1995

B
Delaware 7/12/2013

IA
North Carolina 3/22/2019

B
District of Columbia 2/14/2023

B
Ohio 11/6/2006

B
Florida 2/23/1993

B
Oklahoma 3/1/2013

B
Georgia 7/29/2008

B
Oregon 6/15/2001

B
Hawaii 3/19/1998

B
Pennsylvania 8/25/2008

B
Idaho 10/26/2020

B
Rhode Island 7/12/2013

B
Illinois 6/28/1994

B
South Dakota 11/12/2012

B
Indiana 1/30/2012

B
Tennessee 11/3/2006

B
Iowa 11/3/2006

B
Texas 12/9/1998

B
Kansas 2/21/2012

IA
Texas 7/6/2006

B
Louisiana 3/1/2013

B
Utah 12/2/2014

B
Maine 1/3/2022

B
Vermont 8/17/2006

B
Maryland 1/12/2001

B
Virginia 1/18/2008

B
Massachusetts 7/12/2013

B
Washington 2/22/1993

B
Michigan 11/3/2006

B
West Virginia 11/3/2006

B
Minnesota 4/15/1997

B
Wyoming 8/24/2006

B
Nevada 1/3/1994

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Redwood City, CA
Registered with this firm since 11/25/1998

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Redwood City, CA
Registered with this firm since 6/10/1992

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/20/1988 - 06/09/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
10/06/1987 - 10/31/1988 FRANKLIN DISTRIBUTORS, INC. (CRD#:332)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.