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PETER MICHAEL SANTULLI
CRD#: 1550044
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1010 FRANKLIN AVE STE 100
GARDEN CITY, NY 11530
Registration History
199019952000200520102015202020252 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - Present (5 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2002 - 2011 (8 years)BVFINANCE INVESTMENTS, INC (CRD# 44962)2002 - 2002 (<1 year)BSOMERSET FINANCIAL GROUP, INC. (CRD# 46507)2001 - 2002 (<1 year)BWEATHERLY SECURITIES CORPORATION (CRD# 11081)1999 - 2001 (2 years)BJANSSEN-MEYERS ASSOCIATES, L.P. (CRD# 34171)1998 - 1999 (<1 year)BTAGLICH BROTHERS, D'AMADEO, WA... (CRD# 29102)1992 - 1998 (6 years)BOPPENHEIMER & CO., INC. (CRD# 630)1988 - 1992 (4 years)BL. F. ROTHSCHILD & CO. INCORPO... (CRD# 501)1987 - 1988 (<1 year)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1986 - 1987 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2003 - 2011 (7 years)
Disclosure(s)
View By:
8/26/2008
Customer Dispute
Settled
5/6/2008
Customer Dispute
Settled
4/15/2008
Customer Dispute
Settled
3/20/2008
Customer Dispute
Denied
2/25/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/14/2023

B
Nevada 8/12/2019

B
Arizona 8/1/2019

B
New Jersey 5/31/2019

B
California 7/31/2019

IA
New Jersey 6/25/2019

B
Connecticut 7/30/2019

B
New Mexico 7/31/2019

B
Delaware 10/23/2023

B
New York 5/31/2019

B
District of Columbia 5/31/2019

IA
New York 7/27/2021

B
Florida 5/31/2019

B
North Carolina 8/1/2019

B
Georgia 5/31/2019

B
Oregon 7/30/2019

B
Illinois 8/22/2019

B
Pennsylvania 5/31/2019

B
Kentucky 7/31/2019

B
South Carolina 7/31/2019

B
Maryland 7/31/2019

B
Texas 8/1/2019

B
Massachusetts 7/31/2019

IA
Texas 1/14/2020

B
Michigan 3/17/2020

B
Vermont 7/31/2019

B
Minnesota 10/13/2023

B
Virginia 5/31/2019

B
Missouri 5/26/2022

B
Washington 1/8/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
Registered with this firm since 6/25/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
Registered with this firm since 5/31/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2011 - 06/04/2019 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
B
03/17/2011 - 06/04/2019 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
IA
09/23/2003 - 03/17/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAWRENCE, NY
B
10/15/2002 - 03/17/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAWRENCE, NY
B
06/14/2002 - 10/31/2002 VFINANCE INVESTMENTS, INC (CRD#:44962) BOCA RATON, FL
B
10/18/2001 - 06/14/2002 SOMERSET FINANCIAL GROUP, INC. (CRD#:46507) PRINCETON, NJ
B
01/20/1999 - 12/11/2001 WEATHERLY SECURITIES CORPORATION (CRD#:11081) NEW YORK, NY
B
02/02/1998 - 01/22/1999 JANSSEN-MEYERS ASSOCIATES, L.P. (CRD#:34171)
FINRA expelled the firm on 05/29/2018
NEW YORK, NY
B
02/11/1992 - 02/20/1998 TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC. (CRD#:29102) COLD SPRING HARBOR, NY
B
01/30/1988 - 02/28/1992 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
09/04/1987 - 02/04/1988 L. F. ROTHSCHILD & CO. INCORPORATED (CRD#:501)
B
09/24/1986 - 09/24/1987 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.