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KATHRYN JO HACKNEY
KATHRYN HACKNEY, KATHRYN OHLIN
CRD#: 1548894
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2512 E CHAPMAN AVENUE
ORANGE, CA 92869
Registration History
199019952000200520102015202020252 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2003 - 2009 (5 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2003 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)1998 - 2003 (5 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1997 - 1998 (<1 year)BASB FINANCIAL SERVICES (CRD# 24280)1992 - 1997 (4 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1991 - 1992 (1 year)BAGFC INVESTMENT SECURITIES (CRD# 19869)1987 - 1989 (1 year)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2005 - 2009 (3 years)
Disclosure(s)
View By:
11/14/2023
Customer Dispute
Final
5/2/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/18/2022

B
Massachusetts 6/7/2023

B
California 5/18/2022

B
Missouri 1/23/2023

IA
California 5/18/2022

B
North Carolina 6/27/2022

B
Florida 9/19/2022

B
Texas 5/18/2022

B
Idaho 2/10/2023

B
Utah 5/18/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2512 E CHAPMAN AVENUE, ORANGE, CA 92869
Registered with this firm since 5/18/2022

B
LPL FINANCIAL LLC (CRD#:6413)
2512 E CHAPMAN AVENUE, ORANGE, CA 92869
Registered with this firm since 5/18/2022

Previous Registration(s)
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IA
08/24/2018 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Orange, CA
B
08/24/2018 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Orange, CA
IA
01/20/2009 - 09/07/2018 LPL FINANCIAL LLC (CRD#:6413) LAKE FOREST, CA
B
01/20/2009 - 09/07/2018 LPL FINANCIAL LLC (CRD#:6413) LAKE FOREST, CA
IA
09/02/2005 - 01/22/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LAKE FOREST, CA
B
06/09/2003 - 01/22/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LAKE FOREST, CA
B
02/05/2003 - 05/09/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
02/02/1998 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
02/07/1997 - 01/08/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
04/21/1992 - 01/22/1997 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
04/18/1991 - 04/24/1992 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
B
07/08/1987 - 03/11/1989 AGFC INVESTMENT SECURITIES (CRD#:19869)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.