Individual Firm
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George David Huertas
GEORGE DAVID HUERTAS, GEORGE HUERTAS
CRD#: 1548436
IA
B
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Suite 133
Walnut Creek, CA 94596
0
Disclosures
37
Years of Experience
View By:
State Registrations
B
Arizona 1/25/2019
B
New Jersey 1/25/2019
B
California 1/25/2019
B
New Mexico 4/28/2020
IA
California 1/28/2019
B
New York 1/25/2019
B
Colorado 1/25/2019
IA
New York 11/4/2024
B
Connecticut 1/25/2019
B
North Carolina 1/25/2019
B
Delaware 1/25/2019
B
Ohio 6/22/2022
B
Florida 1/25/2019
B
Oregon 1/25/2019
B
Georgia 1/25/2019
B
Pennsylvania 1/25/2019
B
Illinois 1/25/2019
B
Rhode Island 3/7/2024
B
Maine 6/18/2021
B
South Carolina 1/25/2019
B
Massachusetts 1/25/2019
B
Texas 1/25/2019
B
Michigan 1/25/2019
IA
Texas 1/25/2019
B
Minnesota 1/25/2019
B
Utah 1/25/2019
B
Montana 7/24/2024
B
Vermont 7/1/2021
B
Nevada 11/11/2024
B
Virginia 1/25/2019
B
New Hampshire 1/25/2019
B
Washington 1/25/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/25/2019
B
Registered with this firm since 1/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/30/2007 - 01/30/2019 | SAN FRANCISCO, CA | |
B | 07/30/2007 - 01/30/2019 | SAN FRANCISCO, CA | |
B | 03/12/2007 - 06/04/2007 | ORINDA, CA | |
IA | 01/31/2000 - 12/11/2006 | LAFAYETTE, CA | |
B | 04/08/1997 - 01/27/2000 | NEW YORK, NY | |
B | 02/23/1988 - 04/15/1997 | SAN FRANCISCO, CA | |
B | 11/21/1986 - 02/23/1988 |
SAN FRANCISCO, CA
07/30/2007 - 01/30/2019
SAN FRANCISCO, CA
07/30/2007 - 01/30/2019
LAFAYETTE, CA
01/31/2000 - 12/11/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.