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KEITH ROBERT GERARD CONKLIN
KEITH ROBERT CONKIN
CRD#: 1546496
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 San Antonio, TX
Registration History
199019952000200520102015202020252 FIRMS2001 - 2007 (6 years)2 FIRMS2010 - 2014 (4 years)2 FIRMS2015 - Present (10 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 2001 (3 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1994 - 1998 (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1990 (1 year)
Disclosure(s)
View By:
2/23/2000
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/19/2024

IA
New Hampshire 12/17/2024

B
Florida 7/8/2016

B
New Hampshire 12/19/2024

B
Louisiana 2/16/2015

B
North Carolina 4/19/2018

B
Massachusetts 8/14/2023

B
Ohio 2/21/2024

B
Michigan 6/6/2024

B
South Carolina 9/21/2018

B
Missouri 12/15/2023

IA
Texas 2/11/2015

B
Nebraska 4/6/2022

B
Texas 2/13/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
San Antonio, TX
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 2/13/2015

IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
San Antonio, TX
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 2/11/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
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07/06/2010 - 11/21/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
06/04/2010 - 11/21/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
IA
03/05/2001 - 04/16/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
B
03/02/2001 - 04/16/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
B
03/02/1998 - 03/15/2001 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
10/26/1994 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
06/24/1988 - 04/11/1990 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.