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FADI PAUL BOULOS
CRD#: 1545057
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 1515 W. 22ND STREET
SUITE 300
OAK BROOK, IL 60523
SUITE 300
OAK BROOK, IL 60523
View By:
3/7/2008
Customer Dispute
Denied
State Registrations
B
Illinois 11/19/2021
IA
Illinois 11/22/2021
SRO Registrations
B
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IA
Registered with this firm since 11/22/2021
B
Registered with this firm since 5/14/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/24/1999 - 02/13/2007 | HINSDALE, IL | |
B | 09/16/1986 - 02/13/2007 | HINSDALE, IL | |
B | 09/16/1986 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
09/16/1986 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.