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Detailed Report
David Starker
DAVID JOHN STARKER, DAVID STARKER
CRD#: 1543665
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 277 PARK AVENUE
2ND & 3RD FLOOR
NEW YORK, NY 10172
Registration History
199019952000200520102015202020252 FIRMS2014 - Present (10 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2006 - 2014 (8 years)BLEHMAN BROTHERS INC. (CRD# 7506)2001 - 2006 (5 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2001 (1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1998 - 1999 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1998 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1996 (4 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1989 - 1991 (2 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1987 - 1989 (2 years)IACREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2008 - 2014 (5 years)
License(s)

State Registrations

B
Alabama 5/16/2014
B
Nebraska 5/16/2014
B
Alaska 6/12/2014
B
Nevada 5/16/2014
B
Arizona 5/16/2014
B
New Hampshire 6/12/2014
B
Arkansas 5/16/2014
B
New Jersey 5/16/2014
B
California 5/16/2014
B
New Mexico 5/16/2014
B
Colorado 5/16/2014
B
New York 5/16/2014
B
Connecticut 5/16/2014
IA
New York 5/3/2021
IA
Connecticut 5/16/2014
B
North Carolina 5/16/2014
B
Delaware 5/16/2014
IA
North Carolina 5/19/2014
B
District of Columbia 5/16/2014
B
North Dakota 5/16/2014
B
Florida 5/16/2014
B
Ohio 5/16/2014
B
Georgia 5/16/2014
IA
Ohio 5/19/2014
B
Hawaii 6/12/2014
B
Oklahoma 5/16/2014
B
Idaho 5/16/2014
B
Oregon 5/16/2014
B
Illinois 5/16/2014
B
Pennsylvania 5/16/2014
B
Indiana 5/16/2014
B
Puerto Rico 5/16/2014
B
Iowa 5/16/2014
B
Rhode Island 5/16/2014
B
Kansas 5/16/2014
B
South Carolina 5/16/2014
B
Kentucky 5/16/2014
B
South Dakota 5/16/2014
B
Louisiana 5/16/2014
B
Tennessee 5/16/2014
IA
Louisiana 6/23/2014
B
Texas 5/16/2014
B
Maine 5/16/2014
IA
Texas 5/16/2014
B
Maryland 5/16/2014
B
Utah 5/16/2014
B
Massachusetts 5/16/2014
B
Vermont 5/16/2014
B
Michigan 5/16/2014
B
Virginia 5/16/2014
B
Minnesota 5/16/2014
B
Washington 5/16/2014
B
Mississippi 5/16/2014
B
West Virginia 5/16/2014
B
Missouri 5/16/2014
B
Wisconsin 5/16/2014
B
Montana 5/16/2014
B
Wyoming 5/16/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
277 PARK AVENUE 2ND & 3RD FLOOR, NEW YORK, NY 10172
armonk, NY
Registered with this firm since 5/16/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
277 PARK AVENUE 2ND & 3RD FLOOR, NEW YORK, NY 10172
armonk, NY
Registered with this firm since 5/16/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/27/2008 - 06/12/2014 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
B
 03/24/2006 - 06/12/2014 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
B
 03/05/2001 - 04/04/2006 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/01/1999 - 03/08/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 12/17/1998 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 04/04/1996 - 12/21/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 12/16/1991 - 04/12/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 05/25/1989 - 12/17/1991 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
 06/23/1987 - 07/22/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.