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KEITH EDWARD HAMILTON
CRD#: 1542590
IA
B
HAMILTON MANOR & ASSOCIATESCRD#: 155865 7979 IVANHOE AVE.
STE 420
LA JOLLA, CA 92037
STE 420
LA JOLLA, CA 92037
LPL FINANCIAL LLCCRD#: 6413 7979 IVANHOE AVE, STE 420
LA JOLLA, CA 92037
LA JOLLA, CA 92037
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
Arizona 2/5/1998
B
New Hampshire 6/18/2004
B
Arkansas 11/8/2022
B
New Jersey 2/22/2022
B
California 12/15/1995
B
New York 7/8/2019
IA
California 4/5/2011
B
North Carolina 9/24/2004
B
Colorado 6/30/2022
B
Ohio 1/11/2022
B
Connecticut 10/7/2003
B
Oklahoma 7/28/2022
B
Florida 12/16/1997
B
Oregon 1/5/1996
B
Hawaii 10/24/2002
B
Pennsylvania 2/22/2018
B
Idaho 8/11/2020
B
South Carolina 10/27/2016
B
Illinois 1/18/2017
B
Tennessee 10/12/2023
B
Indiana 4/3/2007
B
Texas 2/11/2013
B
Kentucky 1/11/2022
B
Utah 7/9/2020
B
Massachusetts 5/30/2023
B
Virginia 10/26/2007
B
Missouri 10/25/2021
B
Washington 1/8/1996
B
Nevada 6/21/2019
SRO Registrations
B
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IA
Registered with this firm since 4/5/2011
B
Registered with this firm since 12/13/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/31/1997 - 09/08/2016 | FORT MILL, SC | |
IA | 07/31/2000 - 05/28/2010 | SAN DIEGO, CA | |
B | 08/13/1986 - 12/13/1995 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.