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Gaylord Wesley Rohloff
CRD#: 1542216
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (16 years)BFINANCIAL WEST GROUP (CRD# 16668)2003 - 2008 (5 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1998 - 2003 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1995 - 1998 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1986 - 1995 (8 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1986 - 1993 (7 years)IAFINANCIAL WEST GROUP (CRD# 16668)2004 - 2008 (3 years)
Disclosure(s)
View By:
7/31/2024
Customer Dispute
Settled
5/28/2024
Customer Dispute
Denied
5/23/2024
Customer Dispute
Settled
4/26/2024
Customer Dispute
Pending
3/3/2023
Customer Dispute
Settled
9/28/2022
Customer Dispute
Settled
5/27/2008
Employment Separation After Allegations
5/10/2002
Customer Dispute
Denied
2/25/2002
Customer Dispute
Settled
10/16/1997
Regulatory
Final
License(s)

State Registrations

B
Arizona 2/7/2014

B
Idaho 12/15/2022

B
California 5/27/2008

B
Illinois 9/29/2009

IA
California 5/27/2008

B
Nevada 5/27/2008

B
Florida 7/8/2022

B
New York 5/27/2008

B
Georgia 5/17/2022

IA
Pennsylvania 2/28/2012

IA
Georgia 5/17/2022

B
Texas 5/27/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 5/27/2008

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 5/27/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2004 - 06/26/2008 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
B
02/28/2003 - 06/26/2008 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
B
07/20/1998 - 03/03/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
07/31/1995 - 06/15/1998 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
09/08/1986 - 08/15/1995 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/08/1986 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.