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CHRISTOPHER JOHN OLSEN
CRD#: 1541716
IA
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AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 801 S Ham Ln
Ste H
Lodi, CA 95242-7502
Ste H
Lodi, CA 95242-7502
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1/2/2015
Customer Dispute
Denied
3/27/2013
Customer Dispute
Denied
2/17/2010
Customer Dispute
Denied
3/24/2004
Customer Dispute
Denied
State Registrations
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California 8/4/1986
B
Oregon 4/28/2016
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California 12/15/1997
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Tennessee 1/19/2021
B
District of Columbia 8/5/2021
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Texas 7/7/2006
B
Indiana 11/30/2022
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Texas 10/5/2006
B
Iowa 1/10/2012
B
Utah 4/3/2018
B
Missouri 8/9/2022
B
Washington 8/1/2022
B
Nevada 6/14/2012
SRO Registrations
B
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Registered with this firm since 12/15/1997
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Registered with this firm since 8/21/1986
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.