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RICHARD FORZANO
CRD#: 1541256
IA
B
OSAIC WEALTH, INC.CRD#: 23131 57 PLAINS ROAD
UNIT 32
MILFORD, CT 06461
UNIT 32
MILFORD, CT 06461
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
Alabama 11/3/2023
B
New Hampshire 11/3/2023
B
Arizona 11/3/2023
B
New Jersey 11/3/2023
B
Colorado 12/17/2024
B
New Mexico 11/3/2023
B
Connecticut 11/3/2023
B
New York 11/3/2023
IA
Connecticut 11/3/2023
B
North Carolina 11/3/2023
B
Delaware 11/3/2023
B
Oklahoma 10/29/2024
B
Florida 11/3/2023
B
Pennsylvania 11/20/2023
IA
Florida 11/3/2023
B
Rhode Island 11/3/2023
B
Maine 11/3/2023
B
South Carolina 11/3/2023
B
Massachusetts 11/3/2023
B
Virginia 11/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/3/2023
B
Registered with this firm since 11/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/25/1992 - 11/03/2023 | MILFORD, CT | |
B | 07/13/1992 - 11/03/2023 | MILFORD, CT | |
B | 08/19/1986 - 07/15/1992 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.