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Detailed Report
SUSAN DANBY KAUBLE
CRD#: 1539180
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 169 W. 6TH AVE
SUITE 102
EUGENE, OR 97401
CETERA ADVISORS LLCCRD#: 10299 169 WEST 6TH AVENUE SUITE 102
EUGENE, OR 97401
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1994 - 2022 (27 years)BFIRST AFFILIATED SECURITIES (CRD# 23737)1989 - 1994 (5 years)BFIRST AFFILIATED SECURITIES, INC. (CRD# 6871)1986 - 1989 (2 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2004 - 2012 (7 years)
License(s)

State Registrations

B
Arizona 9/8/2022
B
New York 9/8/2022
B
California 9/8/2022
IA
Oregon 11/12/2020
B
Colorado 9/8/2022
B
Oregon 9/8/2022
B
Florida 9/8/2022
B
Virginia 6/7/2024
B
Idaho 9/8/2022
B
Washington 9/8/2022

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
169 W. 6TH AVE SUITE 102, EUGENE, OR 97401
Registered with this firm since 11/12/2020
B
CETERA ADVISORS LLC (CRD#:10299)
169 WEST 6TH AVENUE SUITE 102, EUGENE, OR 97401
Registered with this firm since 9/8/2022
Previous Registration(s)
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B
 12/15/1994 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EUGENE, OR
IA
 07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) EUGENE, OR
IA
 09/17/2004 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EUGENE, OR
B
 05/31/1989 - 12/23/1994 FIRST AFFILIATED SECURITIES (CRD#:23737) LA JOLLA, CA
B
 08/28/1986 - 05/31/1989 FIRST AFFILIATED SECURITIES, INC. (CRD#:6871) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.