Individual Firm
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Manuel Jimenez IV
MANNY JIMENEZ IV, MANUEL JIMENEZ IV, MANUEL IV JIMENEZ
CRD#: 1539107
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 534 Johnnie Dodds Blvd.
Suite 300
Mt. Pleasant, SC 29464
Suite 300
Mt. Pleasant, SC 29464
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 534 Johnnie Dodds Boulevard
Suite 300
Mount Pleasant, SC 29464
Suite 300
Mount Pleasant, SC 29464
View By:
5/17/2001
Customer Dispute
Denied
State Registrations
B
Alabama 7/12/2023
B
Ohio 7/12/2023
B
Arizona 7/12/2023
B
Oklahoma 3/12/2024
B
California 11/12/2024
B
Oregon 7/12/2023
B
Florida 7/13/2023
B
South Carolina 7/12/2023
B
Georgia 7/12/2023
IA
South Carolina 7/12/2023
B
Maryland 12/12/2024
B
Tennessee 7/12/2023
B
New Jersey 7/12/2023
B
Texas 7/12/2023
B
New York 7/12/2023
IA
Texas 7/12/2023
B
North Carolina 7/12/2023
B
Virginia 7/12/2023
SRO Registrations
B
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IA
Registered with this firm since 7/12/2023
B
Registered with this firm since 7/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2021 - 07/12/2023 | MT. PLEASANT, SC | |
B | 02/17/2021 - 07/12/2023 | MOUNT PLEASANT, SC | |
IA | 02/27/2017 - 02/17/2021 | RICHMOND, VA | |
B | 02/27/2017 - 02/17/2021 | RICHMOND, VA | |
IA | 08/15/2006 - 02/28/2017 | CHARLESTON, SC | |
B | 08/15/2006 - 02/28/2017 | CHARLESTON, SC | |
IA | 11/10/1999 - 08/25/2006 | MT. PLEASANT, SC | |
B | 10/07/1999 - 08/25/2006 | MT. PLEASANT, SC | |
B | 09/25/1996 - 10/26/1999 | BIRMINGHAM, AL | |
B | 10/26/1993 - 10/10/1996 | ATLANTA, GA | |
B | 04/04/1990 - 11/03/1993 | ST. PETERSBURG, FL | |
B | 09/26/1986 - 04/16/1990 | MEMPHIS, TN |
CHARLESTON, SC
08/15/2006 - 02/28/2017
CHARLESTON, SC
08/15/2006 - 02/28/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.