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Lawrence Wellington Clark IV
LARRY CLARK IV, LARRY CLARK, LAWRENCE WELLINGTON CLARK IV, LAWRENCE WILLINGTON CLARK IV
CRD#: 1537378
IA
B
EDWARD JONESCRD#: 250 2101 CONGO ROAD SUITE 800
BENTON, AR 72015
BENTON, AR 72015
0
Disclosures
33
Years of Experience
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State Registrations
B
Alabama 9/10/2014
B
Louisiana 3/8/2006
B
Arizona 1/31/2023
B
Mississippi 4/10/2017
B
Arkansas 12/11/2001
B
Missouri 2/26/2007
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Arkansas 10/25/2006
B
Ohio 11/19/2024
B
California 4/17/2023
B
Tennessee 12/5/2017
B
Idaho 2/1/2019
B
Texas 12/11/2001
B
Kentucky 11/14/2023
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Texas 12/27/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/25/2006
B
Registered with this firm since 12/11/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/07/1999 - 12/13/2001 | BOSTON, MA | |
B | 12/11/1998 - 01/04/1999 | ||
B | 01/13/1998 - 12/11/1998 | ||
B | 02/01/1994 - 01/16/1998 | NEW YORK, NY | |
B | 07/01/1988 - 05/11/1989 | ||
B | 07/23/1986 - 07/06/1988 |
07/23/1986 - 07/06/1988
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.