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Detailed Report
PETER STEPHEN GIANNONE
CRD#: 1537055
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 2008 (14 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)1986 - 1993 (6 years)
Disclosure(s)
View By:
3/24/2014
Customer Dispute
Settled
10/8/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Colorado 6/17/2020
B
New Jersey 1/1/2008
B
Connecticut 1/1/2008
B
New York 1/1/2008
B
Delaware 12/16/2014
IA
New York 10/5/2021
B
Florida 1/1/2008
B
North Carolina 5/29/2012
B
Georgia 1/1/2008
B
Pennsylvania 1/1/2008
B
Idaho 1/1/2008
B
South Carolina 9/28/2010
B
Maryland 11/27/2023
B
Utah 7/30/2013
B
Massachusetts 1/1/2008
B
Virginia 1/1/2008
B
New Hampshire 5/4/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
HASTINGS ON HUDSON, NY
Registered with this firm since 10/5/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
HASTINGS ON HUDSON, NY
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/05/1993 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WHITE PLAINS, NY
B
 07/23/1986 - 04/03/1993 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.