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Detailed Report
MICHAEL THOMPSON BARICKMAN
MIKE BARICKMAN
CRD#: 1535665
IA
Investment Adviser
B
Broker
SECURITY CAPITAL MANAGEMENTCRD#: 396 1300 CHAPLINE STREET
WHEELING, WV 26003
Registration History
19901995200020052010201520202025IASECURITY CAPITAL MANAGEMENT (CRD# 396)2006 - Present (19 years)BHAZLETT, BURT & WATSON, INC. (CRD# 396)2000 - Present (24 years)BCITY FINANCIAL CORPORATION (CRD# 34940)1994 - 2000 (6 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1987 - 1993 (5 years)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1986 - 1987 (<1 year)
License(s)

State Registrations

B
Colorado 11/10/2022
B
Ohio 11/18/2024
B
Florida 11/3/2021
B
Pennsylvania 10/8/2013
B
Illinois 6/5/2013
B
Rhode Island 8/23/2022
B
New Hampshire 11/19/2024
B
West Virginia 10/4/2000
B
North Carolina 11/1/2016
IA
West Virginia 3/31/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SECURITY CAPITAL MANAGEMENT (CRD#:396)
1300 CHAPLINE STREET, WHEELING, WV 26003
1300 CHAPLINE STREET, WHEELING, WV 26003
Registered with this firm since 3/31/2006
B
HAZLETT, BURT & WATSON, INC. (CRD#:396)
1300 CHAPLINE STREET, WHEELING, WV 26003
1300 CHAPLINE STREET, WHEELING, WV 26003
Registered with this firm since 10/4/2000
Previous Registration(s)
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B
 02/03/1994 - 10/04/2000 CITY FINANCIAL CORPORATION (CRD#:34940) CHARLESTON, WV
B
 04/06/1987 - 03/24/1993 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
 08/21/1986 - 04/10/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.