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STEVEN CRAIG INGRAM
STEVE INGRAM
CRD#: 1534740
IA
Investment Adviser
B
Broker
FINANCIAL MANAGEMENT STRATEGIES, INC.CRD#: 120818 4117 Whipple Ave NW
Suite B
Canton, OH 44718
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4117 WHIPPLE AVE NW STE B
CANTON, OH 44718
Registration History
199019952000200520102015202020252 FIRMS2019 - Present (5 years)BREGAL SECURITIES, INC. (CRD# 7297)2010 - 2019 (9 years)BXTENT FINANCIAL GROUP, INC. (CRD# 7854)2006 - 2010 (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - 2006 (7 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1987 - 1999 (11 years)BPOWER RESOURCES FINANCIAL AGEN... (CRD# 17835)1987 - 1987 (<1 year)IAREGAL ADVISORY SERVICES, INC. (CRD# 123842)2014 - 2019 (5 years)
Disclosure(s)
View By:
6/18/2010
Employment Separation After Allegations
9/30/2001
Regulatory
Final
License(s)

State Registrations

B
Florida 11/26/2019

B
Ohio 11/19/2019

B
Illinois 12/16/2019

IA
Ohio 11/21/2019

B
Indiana 1/3/2022

B
Tennessee 12/12/2019

B
Maryland 11/19/2019

B
Texas 11/20/2019

B
Montana 2/3/2023

IA
Texas 10/13/2021

B
New York 1/2/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FINANCIAL MANAGEMENT STRATEGIES, INC. (CRD#:120818)
4117 Whipple Ave NW Suite B, Canton, OH 44718
Registered with this firm since 11/21/2019

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4117 WHIPPLE AVE NW STE B, CANTON, OH 44718
Registered with this firm since 11/19/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/25/2014 - 12/12/2019 REGAL ADVISORY SERVICES, INC. (CRD#:123842) CANTON, OH
B
08/04/2010 - 12/12/2019 REGAL SECURITIES, INC. (CRD#:7297) Canton, OH
B
06/06/2006 - 06/18/2010 XTENT FINANCIAL GROUP, INC. (CRD#:7854) AKRON, OH
B
01/04/1999 - 06/05/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) CANTON, OH
B
09/21/1987 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
04/29/1987 - 10/20/1987 POWER RESOURCES FINANCIAL AGENCY, INC. (CRD#:17835)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.