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Registration History
199019952000200520102015202020252 FIRMS2023 - Present (1 year)IAWEALTH MANAGEMENT CONSULTANTS, LLC (CRD# 121953)2005 - Present (20 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2023 (17 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 2005 (12 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1986 - 1993 (7 years)
Disclosure(s)
View By:
5/14/2019
Judgment / Lien
4/26/2019
Judgment / Lien
License(s)

State Registrations

IA
Alabama 1/5/2005

B
Maryland 9/1/2023

B
Alabama 9/1/2023

B
Mississippi 9/1/2023

B
District of Columbia 11/13/2024

B
North Carolina 9/1/2023

B
Florida 9/1/2023

B
Ohio 9/1/2023

IA
Florida 12/7/2023

B
Pennsylvania 9/1/2023

B
Georgia 9/1/2023

B
Tennessee 9/1/2023

B
Illinois 9/1/2023

B
Texas 9/1/2023

B
Louisiana 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2210 N MAIN ST STE A, DAPHNE, AL 36526
Registered with this firm since 12/7/2023

IA
WEALTH MANAGEMENT CONSULTANTS, LLC (CRD#:121953)
2210-A MAIN ST., DAPHNE, AL 36526
Registered with this firm since 1/5/2005

B
OSAIC WEALTH, INC. (CRD#:23131)
2210 N MAIN ST STE A, DAPHNE, AL 36526
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/31/2005 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) DAPHNE, AL
B
07/23/1993 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
07/23/1986 - 07/27/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.