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DENNIS E TURNER
DENNIS EDMOND TURNER
CRD#: 1534161
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 9061 STONE WALK PLACE
GERMANTOWN, TN 38138
Registration History
199019952000200520102015202020252 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2020 (7 years)2 FIRMS2024 - Present (<1 year)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2020 - 2023 (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2022 - 2022 (<1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2004 - 2010 (5 years)BNBC CAPITAL MARKETS GROUP, INC. (CRD# 18229)1986 - 2004 (18 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2022 - 2023 (<1 year)IAB RILEY WEALTH MANAGEMENT (CRD# 2543)2020 - 2022 (2 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2005 - 2010 (5 years)
Disclosure(s)
View By:
6/14/2010
Customer Dispute
Settled
License(s)

State Registrations

IA
Tennessee 1/4/2024

B
Tennessee 1/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
9061 STONE WALK PLACE, GERMANTOWN, TN 38138
Registered with this firm since 1/4/2024

B
LPL FINANCIAL LLC (CRD#:6413)
9061 STONE WALK PLACE, GERMANTOWN, TN 38138
Registered with this firm since 1/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/29/2022 - 01/03/2023 B. RILEY WEALTH ADVISORS, INC. (CRD#:115927) Memphis, TN
B
11/02/2020 - 01/03/2023 B. RILEY WEALTH MANAGEMENT (CRD#:2543) Memphis, TN
IA
11/03/2020 - 12/31/2022 B RILEY WEALTH MANAGEMENT (CRD#:2543) Memphis, TN
B
01/04/2022 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
IA
02/13/2013 - 10/09/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
B
02/13/2013 - 10/09/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
IA
06/14/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
06/14/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
IA
07/07/2010 - 05/23/2011 WADDELL & REED, INC. (CRD#:866) MEMPHIS, TN
B
07/06/2010 - 05/23/2011 WADDELL & REED, INC. (CRD#:866) MEMPHIS, TN
IA
05/09/2005 - 07/07/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
09/23/2004 - 07/07/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
09/25/1986 - 09/23/2004 NBC CAPITAL MARKETS GROUP, INC. (CRD#:18229) MEMPHIS, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.