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THOMAS LEO QUIGLEY
Thomas Quigley
CRD#: 1533854
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 401 PINNACLE WAY
SUITE 152
EAU CLAIRE, WI 54701
Registration History
199019952000200520102015202020252 FIRMS1998 - Present (26 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1994 - 1998 (3 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1986 - 1994 (8 years)
License(s)

State Registrations

B
Alabama 3/30/2016

B
Montana 6/27/2016

B
Arizona 3/2/1998

B
Nevada 3/2/1998

B
California 3/2/1998

B
New York 1/2/2009

B
Colorado 4/19/2000

B
North Carolina 5/29/2013

B
Connecticut 10/17/2013

B
Ohio 1/27/2016

B
Delaware 10/5/2021

B
Oregon 3/20/2000

B
Florida 3/2/1998

B
Pennsylvania 2/5/2024

B
Georgia 3/2/1998

B
South Carolina 5/6/2021

B
Idaho 7/22/2024

B
South Dakota 7/22/2011

B
Illinois 11/19/2002

B
Tennessee 12/17/2010

B
Indiana 7/27/2010

B
Texas 1/8/2001

B
Iowa 3/2/1998

IA
Texas 2/5/2015

B
Kansas 1/11/2002

B
Virginia 8/11/2005

B
Maryland 10/31/2024

B
Washington 7/2/2007

B
Massachusetts 3/30/2005

B
Wisconsin 3/2/1998

B
Michigan 3/2/1998

IA
Wisconsin 4/15/1998

B
Minnesota 3/2/1998

B
Wyoming 5/20/2005

B
Missouri 7/23/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
401 PINNACLE WAY SUITE 152, EAU CLAIRE, WI 54701
Eau Claire, WI
Registered with this firm since 4/15/1998

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
401 PINNACLE WAY SUITE 152, EAU CLAIRE, WI 54701
Eau Claire, WI
Registered with this firm since 3/2/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/09/1994 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
07/23/1986 - 09/12/1994 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.