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GREEKLY LEONARD GATES II
GREEK GATES, GREEKLY LEONARD GATES
CRD#: 1533729
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5885 Ridgeway Center Pkwy
Suite 233
Memphis, TN 38120
Suite 233
Memphis, TN 38120
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5885 Ridgeway Center Pkwy
Suite 233
Memphis, TN 38120
Suite 233
Memphis, TN 38120
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
Alabama 1/5/2000
B
Missouri 10/23/2000
B
Arkansas 1/18/2000
B
New York 1/2/2008
B
California 3/31/2000
B
North Carolina 7/28/2006
B
Colorado 1/2/2015
B
Oklahoma 2/6/2018
B
Florida 4/3/2000
B
Pennsylvania 7/28/2006
B
Georgia 5/17/2011
B
South Carolina 7/28/2006
B
Illinois 6/8/2022
B
Tennessee 12/9/1998
B
Kentucky 8/20/2020
IA
Tennessee 1/2/2009
B
Louisiana 2/16/2011
B
Texas 7/15/2013
B
Michigan 9/9/2019
B
Virginia 7/28/2006
B
Minnesota 1/2/2008
B
Washington 8/8/2000
B
Mississippi 12/9/1998
SRO Registrations
B
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IA
Registered with this firm since 1/2/2009
B
Registered with this firm since 12/9/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2004 - 01/02/2009 | PEACHTREE CITY, GA | |
B | 12/02/1998 - 12/23/1998 | FORT MILL, SC | |
B | 01/07/1997 - 12/09/1998 | ST. PETERSBURG, FL | |
B | 04/29/1993 - 01/07/1997 | ST. LOUIS, MO | |
B | 09/25/1986 - 04/22/1993 | MEMPHIS, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.