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Detailed Report
JEFFREY A LIEBERMAN SR
JEFFREY ALAN LIEBERMAN SR, JEFFREY ALAN LIEBERMAN
CRD#: 1532375
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Registration History
199019952000200520102015202020252 FIRMS2001 - 2009 (8 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 2001 (13 years)BMONY SECURITIES CORP. (CRD# 4386)1986 - 1987 (<1 year)BMANEQUITY, INC. (CRD# 5249)1986 - 1986 (<1 year)
Disclosure(s)
View By:
8/5/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 6/1/2009
B
Montana 9/11/2017
B
California 6/1/2009
B
Nevada 2/20/2015
IA
California 6/1/2009
B
New Jersey 9/12/2017
B
Colorado 6/1/2009
B
New Mexico 9/8/2017
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
District of Columbia 4/8/2016
B
North Carolina 5/21/2012
B
Florida 6/1/2009
B
Ohio 8/25/2024
B
Georgia 4/23/2024
B
Oregon 6/1/2009
B
Idaho 1/29/2024
B
Pennsylvania 9/11/2017
B
Illinois 2/12/2021
B
Tennessee 6/1/2009
B
Indiana 1/25/2021
B
Texas 2/1/2019
B
Louisiana 9/12/2017
IA
Texas 3/3/2020
B
Massachusetts 6/1/2009
B
Virginia 1/5/2018
B
Michigan 9/11/2017
B
Washington 9/12/2017
B
Missouri 7/18/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 06/29/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 08/20/1987 - 07/11/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 11/14/1986 - 09/08/1987 MONY SECURITIES CORP. (CRD#:4386)
B
 08/21/1986 - 09/16/1986 MANEQUITY, INC. (CRD#:5249)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.