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Detailed Report
TRAVIS JEROME HUGHES
CRD#: 1532177
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5925 SILVER SPRINGS STE B
EL PASO, TX 79912
CETERA ADVISORS LLCCRD#: 10299 5925 SILVER SPRINGS STE B
EL PASO, TX 79912
Registration History
199019952000200520102015202020252 FIRMS1988 - 2008 (20 years)2 FIRMS2008 - 2016 (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1988 - 2000 (11 years)BFIRST INVESTORS CORPORATION (CRD# 305)1986 - 1988 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)
Disclosure(s)
View By:
6/22/2009
Customer Dispute
Dismissed
1/6/2009
Customer Dispute
Denied
12/8/2008
Customer Dispute
Denied
8/7/2008
Employment Separation After Allegations
4/28/2006
Customer Dispute
Settled
4/27/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/3/2016
B
New Mexico 10/3/2016
B
California 10/3/2016
B
Texas 10/3/2016
B
Indiana 10/3/2016
IA
Texas 2/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5925 SILVER SPRINGS STE B, EL PASO, TX 79912
EL PASO, TX
Registered with this firm since 2/1/2024
B
CETERA ADVISORS LLC (CRD#:10299)
5925 SILVER SPRINGS STE B, EL PASO, TX 79912
EL PASO, TX
Registered with this firm since 10/3/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 09/24/2008 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) EL PASO, TX
B
 09/29/2008 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) EL PASO, TX
IA
 04/06/1988 - 08/22/2008 AXA ADVISORS, LLC (CRD#:6627) EL PASO, TX
B
 03/29/1988 - 08/22/2008 AXA ADVISORS, LLC (CRD#:6627) EL PASO, TX
B
 03/29/1988 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 07/31/1986 - 03/02/1988 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.