Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PATRICE M REILLY
PATRICE REILLY DONNER, PATRICE MARIE REILLY
CRD#: 1531590
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6550 S MILLROCK DR STE 100
HOLLADAY, UT 84121
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)1986 - 2007 (20 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (7 years)
License(s)

State Registrations

B
Alabama 7/9/2024
B
Missouri 6/8/2023
B
Alaska 7/9/2024
B
Montana 7/9/2024
B
Arizona 7/17/2012
B
Nevada 7/23/2024
B
Arkansas 7/9/2024
B
New Hampshire 7/9/2024
B
California 7/17/2012
B
New Mexico 7/9/2024
B
Colorado 7/17/2012
B
New York 7/17/2012
B
Connecticut 7/17/2012
B
North Carolina 7/17/2012
B
Delaware 7/9/2024
B
Oregon 7/9/2024
B
Florida 11/13/2017
B
Pennsylvania 7/9/2024
B
Georgia 7/9/2024
B
South Carolina 8/2/2024
B
Hawaii 7/9/2024
B
Tennessee 7/9/2024
B
Idaho 11/13/2017
B
Texas 7/9/2024
B
Illinois 7/9/2024
IA
Texas 7/9/2024
B
Kansas 7/9/2024
B
Utah 7/5/2012
B
Maryland 7/9/2024
IA
Utah 7/5/2012
B
Massachusetts 7/9/2024
B
Virginia 7/9/2024
B
Michigan 10/2/2014
B
Washington 11/29/2021
B
Minnesota 6/3/2014
B
Wisconsin 7/9/2024
B
Mississippi 7/9/2024
B
Wyoming 7/9/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
Salt Lake City, UT
Registered with this firm since 7/5/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
Salt Lake City, UT
Registered with this firm since 7/5/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 07/11/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SALT LAKE CITY, UT
B
 06/01/2009 - 07/11/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SALT LAKE CITY, UT
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SALT LAKE CITY, UT
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SALT LAKE CITY, UT
IA
 09/22/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SALT LAKE CITY, UT
B
 07/23/1986 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.