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JAMES ORTH DAVIS
CRD#: 1530880
IA
Investment Adviser
B
Broker
THE FINANCIAL ADVISORY GROUPCRD#: 113329 SAN FRANCISCO, CA
CENTAURUS FINANCIAL, INC.CRD#: 30833 SAN FRANCISCO, CA
Registration History
19901995200020052010201520202025IATHE FINANCIAL ADVISORY GROUP (CRD# 113329)2016 - Present (8 years)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2006 - Present (18 years)BSECURITIES AMERICA, INC. (CRD# 10205)1990 - 2006 (16 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1990 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1987 - 1989 (1 year)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1986 - 1987 (1 year)BCYPRESS CAPITAL CORPORATION (CRD# 7919)1986 - 1986 (<1 year)IACENTAURUS FINANCIAL, INC. (CRD# 30833)2015 - 2015 (<1 year)IACENTAURUS FINANCIAL, INC. (CRD# 30833)2006 - 2007 (1 year)
License(s)

State Registrations

B
California 6/1/2006

IA
California 11/8/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE FINANCIAL ADVISORY GROUP (CRD#:113329)
SAN FRANCISCO, CA
Registered with this firm since 11/8/2016

B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
SAN FRANCISCO, CA
Registered with this firm since 6/1/2006

Previous Registration(s)
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IA
06/19/2015 - 12/31/2015 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
IA
06/01/2006 - 12/31/2007 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
06/21/1990 - 06/05/2006 SECURITIES AMERICA, INC. (CRD#:10205) SAN FRANCISCO, CA
B
11/19/1989 - 06/22/1990 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
12/24/1987 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
10/14/1986 - 12/24/1987 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
B
07/23/1986 - 10/07/1986 CYPRESS CAPITAL CORPORATION (CRD#:7919)
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Broker
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Investment Adviser
Disclosures
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