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Detailed Report
ROBIN RAE FOREMAN
ROBIN RAE SINES, ROBIN RAE TURNER
CRD#: 1529728
IA
Investment Adviser
B
Broker
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 443 N Centre St.
Suite 1
Cumberland, MD 21502
Registration History
199019952000200520102015202020252 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (8 years)BVSR FINANCIAL SERVICES, INC. (CRD# 14503)1999 - 2016 (16 years)BCOMPASS BROKERAGE, INC. (CRD# 17086)1999 - 1999 (<1 year)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1993 - 1998 (5 years)BFERRIS, BAKER WATTS INCORPORATED (CRD# 285)1990 - 1993 (2 years)BBUTCHER & SINGER INC. (CRD# 6517)1986 - 1990 (4 years)IAVSR ADVISORY SERVICES (CRD# 14503)2004 - 2016 (11 years)
License(s)

State Registrations

B
Alabama 11/16/2020
B
New York 4/17/2020
B
California 7/11/2023
B
North Carolina 3/27/2017
B
Florida 3/27/2017
B
Oregon 9/8/2022
B
Georgia 3/27/2017
B
Pennsylvania 3/27/2017
B
Indiana 5/23/2018
B
South Carolina 3/27/2017
B
Kentucky 3/27/2017
B
Texas 2/26/2020
B
Maryland 3/27/2017
B
Vermont 3/27/2017
IA
Maryland 3/27/2017
B
Virginia 3/27/2017
B
Minnesota 3/22/2024
B
West Virginia 3/27/2017
B
New Jersey 1/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
443 N Centre St. Suite 1, Cumberland, MD 21502
Registered with this firm since 3/27/2017
B
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
443 N Centre St. Suite 1, Cumberland, MD 21502
Registered with this firm since 3/27/2017
Previous Registration(s)
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IA
 09/01/2016 - 04/03/2017 SUMMIT FINANCIAL GROUP INC (CRD#:109485) CUMBERLAND, MD
B
 09/01/2016 - 04/03/2017 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) CUMBERLAND, MD
IA
 10/25/2004 - 09/01/2016 VSR ADVISORY SERVICES (CRD#:14503) CUMBERLAND, MD
B
 10/28/1999 - 09/01/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) CUMBERLAND, MD
B
 02/01/1999 - 09/13/1999 COMPASS BROKERAGE, INC. (CRD#:17086) BIRMINGHAM, AL
B
 05/05/1993 - 11/12/1998 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
 09/17/1990 - 05/04/1993 FERRIS, BAKER WATTS INCORPORATED (CRD#:285) BALTIMORE, MD
B
 07/23/1986 - 09/25/1990 BUTCHER & SINGER INC. (CRD#:6517)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.