Individual Firm
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KENNETH DOYLE BLANTON
KEN BLANTON
CRD#: 1526721
IA
B
NEWEDGE ADVISORSCRD#: 171351 39555 Orchard Hill Pl
Novi, MI 48375
Novi, MI 48375
NEWEDGE SECURITIES, LLCCRD#: 10674 39555 ORCHARD HILL PL
SUITE 600
NOVI, MI 48375
SUITE 600
NOVI, MI 48375
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11/25/2013
Customer Dispute
Settled
State Registrations
B
Florida 1/11/2023
IA
Michigan 1/13/2023
B
Michigan 1/11/2023
SRO Registrations
B
B
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IA
Registered with this firm since 1/13/2023
B
Registered with this firm since 1/11/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/29/1994 - 01/12/2023 | DEARBORN, MI | |
B | 08/14/1990 - 01/12/2023 | DEARBORN, MI | |
B | 07/23/1986 - 09/05/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.