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LINDA ANNE RIORDAN
LINDA ANNE SHOEVLIN
CRD#: 1526528
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
199019952000200520102015202020252 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2001 - 2004 (2 years)BMANUFACTURERS HANOVER SECURITI... (CRD# 14434)1987 - 1989 (2 years)BMPACT BROKERS INC. (CRD# 13301)1986 - 1987 (<1 year)
License(s)

State Registrations

B
California 10/23/2009

B
Nevada 1/23/2024

B
Florida 10/23/2009

B
New Mexico 6/19/2020

B
Illinois 10/23/2009

B
North Carolina 1/30/2024

IA
Illinois 10/23/2009

B
Utah 10/23/2009

B
Indiana 3/9/2011

B
Wisconsin 10/25/2019

B
Maryland 10/23/2009

IA
Wisconsin 11/17/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/15/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HINSDALE, IL
B
06/03/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HINSDALE, IL
B
10/12/2001 - 05/24/2004 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
B
03/18/1987 - 10/30/1989 MANUFACTURERS HANOVER SECURITIES CORPORATION (CRD#:14434)
B
07/30/1986 - 04/10/1987 MPACT BROKERS INC. (CRD#:13301)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.