Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PAUL WILLIAM GATEHOUSE
CRD#: 1525764
IA
Investment Adviser
INDEPENDENCE FINANCIAL ADVISORS, LLCCRD#: 156305 402 CENTRAL STREET
FRANKLIN, NH 03235
Registration History
200420062008201020122014201620182020202220242026IAINDEPENDENCE FINANCIAL ADVISOR... (CRD# 156305)2011 - Present (13 years)IAINFINEX INVESTMENTS, INC. (CRD# 35371)2003 - 2011 (8 years)IAQUICK & REILLY, INC. (CRD# 11217)2003 - 2003 (<1 year)
License(s)

State Registrations

IA
Florida 4/28/2011
IA
New Hampshire 4/11/2011
IA
Massachusetts 4/19/2011
Current Registration(s)
IA
INDEPENDENCE FINANCIAL ADVISORS, LLC (CRD#:156305)
402 CENTRAL STREET, FRANKLIN, NH 03235
Registered with this firm since 4/11/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/30/2003 - 04/07/2011 INFINEX INVESTMENTS, INC. (CRD#:35371) FRANKLIN, NH
IA
 01/29/2003 - 02/27/2003 QUICK & REILLY, INC. (CRD#:11217) BIDDEFORD, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.