Individual Firm
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BEVERLY BILES COX
BEVERLY BILES, BEV COX
CRD#: 1525005
IA
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SCF INVESTMENT ADVISORS, INC.CRD#: 123608 4423 Pt Fosdick Dr NW, Ste 208
Gig Harbor, WA 98335
Gig Harbor, WA 98335
SCF SECURITIES, INC.CRD#: 47275 GIG HARBOR, WA
View By:
3/29/2022
Customer Dispute
Settled
State Registrations
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Arizona 5/13/2013
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Oklahoma 5/13/2013
B
California 5/13/2013
B
Oregon 5/13/2013
B
District of Columbia 7/29/2013
B
Washington 5/13/2013
B
Hawaii 5/13/2013
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Washington 5/13/2013
B
North Carolina 9/12/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/13/2013
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/2004 - 05/16/2013 | GIG HARBOR, WA | |
B | 03/20/2003 - 05/16/2013 | GIG HARBOR, WA | |
B | 10/01/2001 - 03/17/2003 | SAN RAFAEL, CA | |
B | 07/30/1996 - 10/02/2001 | EL SEGUNDO, CA | |
B | 08/28/1986 - 08/05/1996 | CONSHOHOCKEN, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.