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DIANE MARIE MCGUIRE
CRD#: 1523595
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
Dallas, TX 75240
Registration History
199019952000200520102015202020252 FIRMS1992 - Present (32 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1991 (5 years)
License(s)

State Registrations

B
Texas 8/4/1992

IA
Texas 8/4/1992

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, Dallas, TX 75240
Registered with this firm since 8/4/1992

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, Dallas, TX 75240
Registered with this firm since 8/3/1992

Previous Registration(s)
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B
07/23/1986 - 10/01/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.