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Detailed Report
TIMOTHY JOHN SCANLAN
CRD#: 1523335
IA
Investment Adviser
B
Broker
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 W248 N5233 Executive Dr.
Suite 500
Waukesha, WI 53089
LPL FINANCIAL LLCCRD#: 6413 W248 N5233 EXECUTIVE DRIVE
SUITE 500
SUSSEX, WI 53089
Registration History
19952000200520102015202020252 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1995 - 2006 (11 years)
Disclosure(s)
View By:
3/20/2014
Employment Separation After Allegations
7/2/2010
Customer Dispute
Denied
8/11/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/4/2021
B
Nevada 5/1/2023
B
Arkansas 5/4/2021
B
New Jersey 5/4/2021
B
California 5/4/2021
B
New York 5/4/2021
B
Florida 5/4/2021
B
Ohio 5/4/2021
IA
Florida 5/26/2023
B
Oregon 5/8/2023
B
Georgia 5/10/2021
B
Pennsylvania 5/4/2021
B
Idaho 4/27/2023
B
South Dakota 5/4/2021
B
Illinois 6/10/2021
B
Utah 4/27/2023
IA
Illinois 1/11/2022
B
Washington 5/4/2021
B
Indiana 7/11/2023
IA
Washington 1/10/2022
B
Michigan 5/4/2021
B
Wisconsin 5/4/2021
B
Minnesota 5/20/2021
IA
Wisconsin 5/5/2021
B
Missouri 5/5/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267)
W248 N5233 Executive Dr. Suite 500, Waukesha, WI 53089
Registered with this firm since 5/5/2021
B
LPL FINANCIAL LLC (CRD#:6413)
W248 N5233 EXECUTIVE DRIVE SUITE 500, SUSSEX, WI 53089
Registered with this firm since 5/4/2021
Previous Registration(s)
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IA
 03/20/2014 - 05/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DELAFIELD, WI
B
 03/20/2014 - 05/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DELAFIELD, WI
IA
 04/27/2010 - 04/17/2014 CEDAR CREEK SECURITIES, INC. (CRD#:118498) MILWAUKEE, WI
B
 04/02/2010 - 04/17/2014 CEDAR CREEK SECURITIES, INC. (CRD#:118498) MILWAUKEE, WI
IA
 06/01/2009 - 04/26/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MILWAUKEE, WI
B
 06/01/2009 - 04/26/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MILWAUKEE, WI
IA
 12/01/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MILWAUKEE, WI
B
 12/01/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MILWAUKEE, WI
B
 03/20/1995 - 12/07/2006 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.