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Detailed Report
JOSH LAURENCE BECKER
CRD#: 1522450
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 800 WESTCHESTER AVENUE
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
Registration History
19901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (4 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1997 - 1999 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1986 - 1997 (10 years)
Disclosure(s)
View By:
2/13/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/9/2014
B
Nebraska 8/19/2014
B
Alaska 8/19/2014
B
Nevada 8/21/2014
B
Arizona 9/4/2014
B
New Hampshire 8/19/2014
B
Arkansas 8/19/2014
B
New Jersey 8/23/2007
B
California 8/22/2007
B
New Mexico 8/19/2014
B
Colorado 8/20/2014
B
New York 5/3/1999
B
Connecticut 5/3/1999
IA
New York 4/16/2021
B
Delaware 8/25/2014
B
North Carolina 8/21/2014
B
District of Columbia 8/20/2014
B
North Dakota 8/19/2014
B
Florida 11/20/2000
B
Ohio 8/19/2014
B
Georgia 8/24/2007
IA
Ohio 3/26/2021
B
Hawaii 8/19/2014
B
Oklahoma 8/19/2014
B
Idaho 8/19/2014
B
Oregon 1/11/2008
B
Illinois 8/20/2014
B
Pennsylvania 8/23/2007
B
Indiana 8/20/2014
B
Puerto Rico 5/14/2020
B
Iowa 8/19/2014
B
Rhode Island 8/19/2014
B
Kansas 8/27/2014
B
South Carolina 6/3/2009
B
Kentucky 8/19/2014
B
South Dakota 8/20/2014
B
Louisiana 8/22/2014
B
Tennessee 8/20/2014
B
Maine 8/22/2014
B
Texas 8/28/2014
B
Maryland 8/28/2007
B
Utah 1/25/2016
B
Massachusetts 8/27/2007
B
Vermont 8/20/2014
B
Michigan 8/20/2014
B
Virginia 4/28/2011
B
Minnesota 8/19/2014
B
Washington 8/22/2007
B
Mississippi 8/26/2014
B
West Virginia 9/10/2014
B
Missouri 8/20/2014
B
Wisconsin 8/19/2014
B
Montana 8/19/2014
B
Wyoming 8/19/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Registered with this firm since 3/26/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/25/1997 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 07/29/1986 - 06/27/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.