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JOHN BARATTA
CRD#: 1522189
IA
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MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
34
Years of Experience
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State Registrations
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Alabama 4/7/2021
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Nebraska 4/7/2021
B
Arizona 8/17/2017
B
Nevada 4/8/2020
B
Arkansas 4/8/2020
B
New Hampshire 8/17/2017
B
California 3/28/2014
B
New Jersey 3/28/2014
B
Colorado 2/14/2017
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New Jersey 3/28/2014
B
Connecticut 6/24/2016
B
New York 3/28/2014
B
Delaware 8/17/2017
B
North Carolina 8/18/2017
B
District of Columbia 8/17/2017
B
Ohio 4/9/2020
B
Florida 3/28/2014
B
Oklahoma 11/25/2020
B
Georgia 4/4/2014
B
Oregon 11/25/2020
B
Illinois 7/6/2020
B
Pennsylvania 8/17/2017
B
Indiana 8/17/2017
B
Rhode Island 11/25/2020
B
Iowa 11/25/2020
B
South Carolina 8/17/2017
B
Kentucky 4/7/2021
B
Tennessee 8/29/2019
B
Louisiana 11/25/2020
B
Texas 5/11/2018
B
Maryland 3/28/2014
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Texas 4/2/2020
B
Massachusetts 8/17/2017
B
Utah 8/24/2021
B
Michigan 8/17/2017
B
Vermont 8/17/2017
B
Minnesota 8/24/2021
B
Virginia 4/30/2014
B
Missouri 8/17/2017
B
Washington 4/4/2014
B
Montana 4/7/2021
B
Wyoming 5/11/2018
SRO Registrations
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Registered with this firm since 3/28/2014
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Registered with this firm since 3/28/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/26/2006 - 03/31/2014 | PARAMUS, NJ | |
B | 01/23/2006 - 03/31/2014 | PARAMUS, NJ | |
B | 05/13/2004 - 12/31/2005 | LITTLE FALLS, NJ | |
B | 01/13/2003 - 07/01/2003 | AUSTIN, TX | |
B | 06/20/1989 - 06/26/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.