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NEIL GRAHAM MCINNIS
CRD#: 1521962
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Investment Adviser
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Previous Broker
PENSION & WEALTH MANAGEMENT ADVISORSCRD#: 309546 800 SOUTH STREET
SUITE 160
WALTHAM, MA 02453
Registration History
19901995200020052010201520202025IAPENSION & WEALTH MANAGEMENT AD... (CRD# 309546)2020 - Present (4 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1998 - 2017 (19 years)BNYLIFE SECURITIES INC. (CRD# 5167)1989 - 1998 (9 years)BSUN INVESTMENT SERVICES COMPANY (CRD# 5496)1986 - 1988 (2 years)IAKASTEL CAPITAL ADVISORS, LLC (CRD# 226520)2019 - 2020 (1 year)IAPENSION & WEALTH MANAGEMENT (CRD# 139640)2006 - 2020 (14 years)IABAY COLONY ADVISORS (CRD# 152583)2018 - 2019 (1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2003 - 2017 (14 years)
License(s)

State Registrations

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Massachusetts 7/28/2020

Current Registration(s)
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PENSION & WEALTH MANAGEMENT ADVISORS (CRD#:309546)
800 SOUTH STREET SUITE 160, WALTHAM, MA 02453
Registered with this firm since 7/11/2020

Previous Registration(s)
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07/03/2019 - 12/08/2020 KASTEL CAPITAL ADVISORS, LLC (CRD#:226520) Waltham, MA
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03/02/2006 - 12/01/2020 PENSION & WEALTH MANAGEMENT (CRD#:139640) WALTHAM, MA
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01/02/2018 - 07/01/2019 BAY COLONY ADVISORS (CRD#:152583) Waltham, MA
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10/23/2003 - 12/31/2017 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WALTHAM, MA
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01/05/1998 - 12/31/2017 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WALTHAM, MA
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01/02/1989 - 03/05/1998 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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07/08/1986 - 08/03/1988 SUN INVESTMENT SERVICES COMPANY (CRD#:5496)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.