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JAMES ALAN SMITH
CRD#: 1520478
IA
Previous Investment Adviser
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Broker
The representative was previously registered as an investment adviser and currently as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
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Firm
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Licenses
Registration History
2005200620072008200920102011201220132014201520162017IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2016 (11 years)
Previous Registration(s)
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IA
01/31/2005 - 09/14/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) MAHOMET, IL
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Broker
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Investment Adviser
Disclosures
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