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Detailed Report
CLYDE BROOKS MOSLEY
CRD#: 1517941
IA
Investment Adviser
B
Broker
BALLEW ADVISORS INCCRD#: 110522 100 VISION DRIVE
SUITE 325
JACKSON, MS 39211
BALLEW INVESTMENTS, INC.CRD#: 32028 100 Vision Drive
Suite 325
JACKSON, MS 39211
Registration History
19901995200020052010201520202025IABALLEW ADVISORS INC (CRD# 110522)1994 - Present (30 years)BBALLEW INVESTMENTS, INC. (CRD# 32028)1993 - Present (31 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1987 - 1993 (6 years)IACHOICES INC (CRD# 110524)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 11/3/1993
IA
Mississippi 7/25/1997
B
Arkansas 8/11/2009
B
New Jersey 1/3/2007
B
Florida 1/4/1994
B
New York 10/14/1993
B
Georgia 4/18/2016
B
North Carolina 1/19/1999
B
Indiana 6/12/2008
B
Tennessee 10/8/1993
B
Louisiana 11/23/1993
B
Texas 11/18/2014
B
Mississippi 9/17/1993

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BALLEW ADVISORS INC (CRD#:110522)
100 VISION DRIVE SUITE 325, JACKSON, MS 39211
Registered with this firm since 8/29/1994
B
BALLEW INVESTMENTS, INC. (CRD#:32028)
100 Vision Drive Suite 325, JACKSON, MS 39211
100 VISION DRIVE SUITE 325, JACKSON, MS 39211
Registered with this firm since 9/16/1993
Previous Registration(s)
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IA
 08/20/2002 - 12/31/2002 CHOICES INC (CRD#:110524) JACKSON, MS
B
 05/21/1987 - 09/22/1993 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.