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JEFFREY SCOTT TOCK
CRD#: 1516131
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Investment Adviser
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Previous Broker
ARGO WEALTH MANAGEMENTCRD#: 312121 WESTLAKE, OH
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2020 (11 years)IAARGO WEALTH MANAGEMENT (CRD# 312121)2021 - Present (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1989 - 2008 (18 years)BRONEY & CO. (CRD# 900)1986 - 1989 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

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Ohio 1/12/2021

IA
Texas 1/26/2021

Current Registration(s)
IA
ARGO WEALTH MANAGEMENT (CRD#:312121)
WESTLAKE, OH
Registered with this firm since 1/12/2021

Previous Registration(s)
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08/04/2009 - 12/31/2020 CANTELLA & CO., INC. (CRD#:13905) WESTLAKE, OH
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07/31/2009 - 12/31/2020 CANTELLA & CO., INC. (CRD#:13905) WESTLAKE, OH
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01/01/2008 - 08/17/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) WESTLAKE, OH
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01/01/2008 - 08/17/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) WESTLAKE, OH
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10/05/1989 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WESTLAKE, OH
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07/14/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WESTLAKE, OH
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08/21/1986 - 09/16/1989 RONEY & CO. (CRD#:900) DETROIT, MI
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.