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Detailed Report
RICHARD LEE ARGOTSINGER
RICK ARGOTSINGER, RICHARD LEE ARTGOTSINGER
CRD#: 1514971
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 HIGHLANDS RANCH, CO
Registration History
199019952000200520102015202020252 FIRMS2008 - 2024 (15 years)2 FIRMS2024 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1986 - 2008 (21 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1986 - 2006 (20 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1999 - 2008 (9 years)
License(s)

State Registrations

B
Arizona 1/19/2024
B
Nebraska 1/19/2024
B
Colorado 1/19/2024
B
New Mexico 1/19/2024
IA
Colorado 1/19/2024
B
Oregon 1/19/2024
B
Georgia 11/26/2024
B
Texas 2/23/2024
B
Illinois 1/19/2024
B
Utah 1/19/2024
B
Massachusetts 5/15/2024
B
Washington 1/19/2024
B
Missouri 1/19/2024
B
Wyoming 1/19/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
HIGHLANDS RANCH, CO
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
HIGHLANDS RANCH, CO
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 04/15/2008 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HIGHLANDS RANCH, CO
B
 04/15/2008 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HIGHLANDS RANCH, CO
IA
 01/01/1999 - 04/17/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HIGHLANDS RANCH, CO
B
 07/15/1986 - 04/17/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HIGHLANDS RANCH, CO
B
 07/15/1986 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.