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JOSE LUIS LEQUERICA
JOSE LUIS LEQUERICA
CRD#: 1514165
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - Present (28 years)
Disclosure(s)
View By:
4/10/2015
Customer Dispute
Denied
7/3/2002
Customer Dispute
Pending
10/1/2001
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/15/2022

B
North Carolina 11/5/2009

B
Connecticut 4/17/2018

IA
Texas 2/27/2007

B
Delaware 6/26/2006

B
Texas 1/2/2021

B
Florida 9/12/1996

B
Virginia 6/29/2017

IA
Florida 9/2/2005

B
Wisconsin 7/7/2021

B
New York 5/14/1998

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Miami, FL
Registered with this firm since 11/8/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Miami, FL
Registered with this firm since 9/6/1996

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.