Individual Firm
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SAMUEL JOHN CANNON
SAM CANNON, SAMUEL JOHN CANNON JR, SAMUEL JOHN CANNON JR.
CRD#: 1513838
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2005 S EASTON RD STE 108
DOYLESTOWN COMMERCE CENTER
DOYLESTOWN, PA 18901
DOYLESTOWN COMMERCE CENTER
DOYLESTOWN, PA 18901
View By:
2/2/2016
Customer Dispute
Denied
State Registrations
B
Alaska 1/25/2024
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New Jersey 5/27/2009
B
California 2/8/2012
B
New York 1/5/2009
B
Colorado 1/5/2009
B
North Carolina 1/5/2009
B
Delaware 1/5/2009
B
Oklahoma 9/12/2014
B
District of Columbia 1/5/2010
B
Pennsylvania 1/5/2009
B
Florida 1/5/2009
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Pennsylvania 3/23/2023
B
Maryland 1/7/2015
B
South Carolina 7/22/2014
B
Massachusetts 12/3/2009
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Texas 7/31/2018
B
Michigan 1/23/2024
B
Texas 8/17/2018
B
Missouri 7/8/2022
B
Vermont 1/5/2009
B
New Jersey 1/5/2009
B
Virginia 1/5/2009
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 5/27/2009
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Registered with this firm since 1/5/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/12/1992 - 01/08/2009 | FLEMINGTON, NJ | |
IA | 05/03/2000 - 01/28/2005 | FLEMINGTON, NJ |
FLEMINGTON, NJ
11/12/1992 - 01/08/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.