• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LLOYD BAXTER HAHN
L BAXTER HAHN III, LLOYD B HAHN
CRD#: 1513746
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1801 W EVANS ST STE A
FLORENCE, SC 29501
Registration History
199019952000200520102015202020252 FIRMS2002 - Present (22 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1986 - 2002 (15 years)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 1/7/2020

B
Missouri 5/29/2020

B
California 1/30/2014

B
New York 3/1/2017

B
Colorado 1/18/2018

B
North Carolina 6/17/2002

B
District of Columbia 6/7/2018

B
South Carolina 6/14/2002

B
Florida 6/15/2002

IA
South Carolina 6/15/2002

B
Georgia 6/15/2002

B
Tennessee 5/2/2019

B
Illinois 8/27/2021

B
Utah 2/6/2023

B
Kentucky 1/13/2005

B
Virginia 6/15/2002

B
Massachusetts 4/4/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1801 W EVANS ST STE A, FLORENCE, SC 29501
320 BROAD ST 3RD FL, CHARLESTON, SC 29401
Registered with this firm since 6/15/2002

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1801 W EVANS ST STE A, FLORENCE, SC 29501
320 BROAD ST 3RD FL, CHARLESTON, SC 29401
Registered with this firm since 3/21/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2002 - 06/24/2002 WACHOVIA SECURITIES, INC. (CRD#:431) FLORENCE, SC
B
08/21/1986 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.