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MARK STEVEN FLANNERY
CRD#: 1512185
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 7925 Stone Creek Drive
Suite 110
Chanhassen, MN 55317
Suite 110
Chanhassen, MN 55317
GROVE POINT INVESTMENTS, LLCCRD#: 1763 7925 STONE CREEK DR
STE 110
CHANHASSEN, MN 55317
STE 110
CHANHASSEN, MN 55317
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Alabama 1/28/2014
IA
Minnesota 4/1/2021
B
Arizona 7/8/2005
B
North Dakota 2/1/2016
B
Colorado 12/19/2019
B
Ohio 6/11/2019
B
Florida 4/14/2011
B
South Dakota 7/9/1996
B
Iowa 7/20/2009
B
Texas 9/24/2018
B
Minnesota 2/1/1995
B
Wisconsin 10/23/2001
SRO Registrations
B
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IA
Registered with this firm since 4/1/2021
B
Registered with this firm since 1/31/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2014 - 04/01/2021 | MINNETONKA, MN | |
B | 12/03/1993 - 01/20/1995 | ST. PAUL, MN | |
B | 09/17/1992 - 12/02/1993 | ROCKVILLE, MD | |
B | 01/22/1988 - 08/09/1988 | ||
B | 05/30/1986 - 02/18/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.