Individual Firm
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PAUL JOSEPH LOFURNO
CRD#: 1510850
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1717 ARCH STREET
21ST FLOOR
PHILADELPHIA, PA 19103
21ST FLOOR
PHILADELPHIA, PA 19103
View By:
12/8/2008
Customer Dispute
Denied
4/18/2006
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 4/1/2022
B
New Hampshire 7/13/2021
B
Arkansas 7/13/2021
B
New Jersey 7/13/2021
B
California 7/13/2021
B
New York 7/13/2021
B
Colorado 7/13/2021
IA
New York 7/26/2021
B
Connecticut 7/13/2021
B
North Carolina 7/14/2021
B
Delaware 7/13/2021
B
Ohio 7/25/2023
B
District of Columbia 7/25/2023
B
Oklahoma 7/13/2021
B
Florida 7/14/2021
B
Oregon 7/13/2021
B
Georgia 7/13/2021
B
Pennsylvania 7/13/2021
B
Illinois 7/21/2021
IA
Pennsylvania 7/13/2021
B
Louisiana 7/28/2021
B
Rhode Island 7/25/2023
B
Maine 7/13/2021
B
South Carolina 7/25/2023
B
Maryland 7/13/2021
B
Tennessee 7/13/2021
B
Massachusetts 7/20/2021
B
Texas 7/13/2021
B
Michigan 7/21/2021
IA
Texas 7/13/2021
B
Minnesota 7/13/2021
B
Utah 7/13/2021
B
Montana 7/13/2021
B
Vermont 7/13/2021
B
Nebraska 7/9/2024
B
Virginia 7/13/2021
B
Nevada 7/25/2023
B
Washington 4/16/2024
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/13/2021
B
Registered with this firm since 7/13/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2010 - 07/19/2021 | PHILADELPHIA, PA | |
B | 10/01/1999 - 07/19/2021 | PHILADELPHIA, PA | |
B | 09/21/1998 - 10/01/1999 | CHARLOTTE, NC | |
B | 04/21/1987 - 09/11/1998 | PHILADELPHIA, PA | |
B | 07/02/1986 - 04/27/1987 | ||
B | 05/22/1986 - 07/01/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.