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STEVEN THOMAS NORRIS
CRD#: 1510482
IA
B
MORGAN STANLEYCRD#: 149777 225 Asylum Street
14Th Floor
Hartford, CT 06103
14Th Floor
Hartford, CT 06103
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 2/22/2022
B
Missouri 2/22/2022
B
Arizona 2/22/2022
B
Montana 2/22/2022
B
California 2/22/2022
B
New Hampshire 2/22/2022
B
Colorado 2/22/2022
B
New Jersey 2/22/2022
B
Connecticut 2/22/2022
B
New Mexico 2/22/2022
IA
Connecticut 2/22/2022
B
New York 2/22/2022
B
Delaware 2/22/2022
B
North Carolina 2/22/2022
B
Florida 2/22/2022
B
Ohio 5/26/2022
B
Georgia 9/22/2022
B
Oregon 5/24/2022
B
Idaho 4/4/2024
B
Pennsylvania 2/22/2022
B
Illinois 5/24/2022
B
Rhode Island 2/22/2022
B
Indiana 11/22/2024
B
South Carolina 2/22/2022
B
Iowa 2/22/2022
B
Texas 2/22/2022
B
Louisiana 2/22/2022
IA
Texas 2/22/2022
B
Maine 2/22/2022
B
Utah 11/18/2024
B
Maryland 4/4/2024
B
Vermont 2/22/2022
B
Massachusetts 2/22/2022
B
Virginia 1/8/2025
B
Michigan 4/4/2024
B
Wisconsin 10/18/2024
B
Minnesota 1/7/2025
B
Wyoming 4/4/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/22/2022
B
Registered with this firm since 2/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/17/2010 - 03/01/2022 | HARTFORD, CT | |
B | 05/17/2010 - 03/01/2022 | HARTFORD, CT | |
IA | 03/26/2008 - 05/19/2010 | HARTFORD, CT | |
B | 03/26/2008 - 05/19/2010 | HARTFORD, CT | |
IA | 04/12/2006 - 04/01/2008 | HARTFORD, CT | |
B | 03/17/2006 - 04/01/2008 | HARTFORD, CT | |
B | 08/12/2005 - 12/31/2005 | ST. LOUIS, MO | |
B | 12/01/2002 - 09/30/2003 | STAMFORD, CT | |
B | 09/30/1997 - 12/01/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.