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Detailed Report
SAMUEL J HARRELL
SAM HARRELL, SAMUEL JARED HARRELL
CRD#: 1508785
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Enchanted Oak, TX
Registration History
199019952000200520102015202020252 FIRMS2000 - 2007 (7 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 2000 (13 years)BUNITED FINANCIAL INVESTMENTS, INC. (CRD# 10712)1986 - 1986 (<1 year)
License(s)

State Registrations

B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 9/7/2016
B
California 6/1/2009
B
New Mexico 7/28/2020
B
Colorado 6/1/2009
B
New York 4/24/2013
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Florida 10/12/2009
B
Oregon 8/25/2016
B
Georgia 6/1/2009
B
Tennessee 6/20/2018
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Louisiana 6/1/2009
IA
Texas 6/1/2009
B
Massachusetts 1/9/2013
B
Utah 8/31/2016
B
Michigan 2/19/2025
B
Washington 6/6/2022
B
Missouri 8/26/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Enchanted Oak, TX
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
Enchanted Oak, TX
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
IA
 03/07/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) DALLAS, TX
B
 03/07/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) DALLAS, TX
B
 01/06/1987 - 03/15/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/22/1986 - 10/07/1986 UNITED FINANCIAL INVESTMENTS, INC. (CRD#:10712)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.