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Detailed Report
Randy Russell
RANDY L RUSSELL, RANDY LEE RUSSELL
CRD#: 1507948
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Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 Preston Road
Suite #230
Dallas, TX 75225
Registration History
199019952000200520102015202020252 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BWRP INVESTMENTS, INC. (CRD# 7365)2008 - 2010 (2 years)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)1999 - 2008 (9 years)B1-800 MUTUALS, INC. (CRD# 36525)1998 - 1998 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1997 - 1998 (1 year)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1995 - 1997 (1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1992 - 1995 (3 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1987 - 1991 (4 years)BFIDELITY DISTRIBUTORS CORPORATION (CRD# 6848)1986 - 1986 (<1 year)
License(s)

State Registrations

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Alaska 6/10/2014
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Missouri 6/25/2014
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Arizona 6/10/2014
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Nebraska 6/10/2014
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Arkansas 6/27/2019
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Nevada 6/27/2019
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California 6/10/2014
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New Hampshire 11/2/2015
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Colorado 6/10/2014
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New Jersey 4/11/2017
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Delaware 5/21/2024
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New Mexico 5/21/2024
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District of Columbia 6/10/2014
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New York 6/10/2014
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Florida 3/11/2014
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North Carolina 6/11/2014
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Georgia 5/11/2016
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Ohio 7/21/2016
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Hawaii 4/4/2019
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Oklahoma 6/25/2014
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Idaho 4/9/2020
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Oregon 1/5/2016
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Illinois 6/10/2014
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Pennsylvania 11/20/2013
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Indiana 1/21/2015
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South Carolina 6/10/2014
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Iowa 6/10/2014
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South Dakota 5/21/2024
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Kansas 12/20/2023
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Tennessee 6/10/2014
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Kentucky 5/21/2024
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Texas 10/1/2012
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Louisiana 6/10/2014
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Texas 10/1/2012
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Maryland 5/21/2024
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Utah 5/21/2024
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Michigan 6/10/2014
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Virginia 6/10/2014
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Minnesota 5/17/2016
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Washington 2/2/2018
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Mississippi 6/10/2014
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Wyoming 4/8/2019

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
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 Cboe BZX Exchange, Inc.
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 Cboe C2 Exchange, Inc.
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 Cboe EDGA Exchange, Inc.
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 Cboe EDGX Exchange, Inc.
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 Cboe Exchange, Inc.
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 FINRA
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 Investors' Exchange LLC
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 Long-Term Stock Exchange, Inc.
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 MEMX LLC
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 MIAX Emerald, LLC
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 MIAX PEARL, LLC
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 MIAX Sapphire
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 Miami International Securities Exchange, LLC
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 NYSE American LLC
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 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
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 Nasdaq BX, Inc.
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 Nasdaq GEMX, LLC
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 Nasdaq ISE, LLC
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 Nasdaq MRX, LLC
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 Nasdaq PHLX LLC
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 Nasdaq Stock Market
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 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
6310 E. MOCKINGBIRD LANE, DALLAS, TX 75214
Registered with this firm since 10/1/2012
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J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
6310 E. MOCKINGBIRD LANE, DALLAS, TX 75214
Registered with this firm since 10/1/2012
Previous Registration(s)
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 08/23/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALLEN, TX
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 08/23/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALLEN, TX
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 04/19/2011 - 08/24/2011 WRP INVESTMENTS, INC. (CRD#:7365) ALLEN, TX
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 01/03/2011 - 08/24/2011 WRP INVESTMENTS, INC. (CRD#:7365) ALLEN, TX
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 06/04/2008 - 12/31/2010 WRP INVESTMENTS, INC. (CRD#:7365) SOUTHLAKE, TX
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 03/22/1999 - 06/02/2008 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
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 08/07/1998 - 12/31/1998 1-800 MUTUALS, INC. (CRD#:36525) DALLAS, TX
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 01/06/1997 - 05/29/1998 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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 10/30/1995 - 01/20/1997 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
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 03/03/1992 - 11/01/1995 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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 01/06/1987 - 10/22/1991 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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 08/27/1986 - 12/16/1986 FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.