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DAVID EDWIN THURSFIELD
CRD#: 1507115
IA
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NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 500 Campus Dr Ste 300
Florham Park, NJ 07932
Florham Park, NJ 07932
0
Disclosures
35
Years of Experience
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State Registrations
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Arizona 3/21/2002
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New Jersey 2/10/2006
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California 6/18/2004
B
New York 1/1/2002
B
New Jersey 1/1/2002
B
Pennsylvania 1/1/2002
SRO Registrations
B
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Registered with this firm since 2/10/2006
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Registered with this firm since 4/5/1991
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/05/1991 - 01/01/2002 | MILWAUKEE, WI | |
B | 06/02/1986 - 08/04/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.